Introduction
Amount and duration of rehabilitation therapy delivered after stroke
is largely influenced by regulations guiding reimbursement from
federal funding programs. Inpatient rehabilitation is viewed as
being beneficial to people in the early stages of stroke recovery (1).
The combined impact of physical therapy (PT), occupational therapy
(OT), and speech therapy (ST) for individuals recovering from first
stroke (CVA) is estimated at 20 points on the Functional
Independence Measure (FIM) (2). The functional impact of therapy is in
part a function of dosage calculated by exploring daily physical
activity (physical therapy sessions or non-therapeutic physical
activity), total length of stay, and intensity of the sessions.
Functional recovery, including the recovery of ambulation is tied to
the total time spent practicing walking, and in particular time
spend in high-intensity repetitive and task specific practice (3).
Total activity dosage in inpatient rehabilitation, including
therapeutic activity delivered in PT and non-therapeutic
ambulation is not well described.
On average, rehabilitation units in the United States provide
1.5-1.6 thirty minute sessions of physical, occupational and speech
therapy daily (2, 4). Physical therapy sessions are described to last
38 minutes. A majority of the sessions (81.1%) include some type of
pre-gait or gait activities (4). These observations suggest that most
patients receive approximately 60 minutes of structured physical
therapy daily. Non-structured physical activity is harder to
quantify; there are no known descriptions of the non-therapeutic
activity in inpatient rehabilitation.
An emerging body of evidence from stroke centers in other countries
characterizes the acute rehabilitation window as lacking in activity
intensity. A small study comparing the time use of people recovering
from stroke in Belgium and Switzerland found discrepancies between
hours spent in therapeutic activities (2.5 versus 4 hours), with PT
the predominant therapy (5) provided by both countries. In both
countries, the bulk of the care was provided in the patient’s room.
The intensity of the PT services was not documented (5). Bernhardt and
colleagues documented stroke rehabilitation intensity in a hospital
in Melbourne, Australia. Their findings suggest that people in the
early stages of stroke recovery engage in moderate or high intensity
activities less than 13 percent of the therapeutic day. Over 50% of
the time, people in rehabilitation were resting in bed. This pattern
of inactivity seemed to be independent of the frailty of the
individual, as when the data were analyzed to remove those who were
restricted to
bed rest, the data were not significantly changed. In addition,
people engaged in stroke rehabilitation were alone over 60% of the
time. The authors conclude the inpatient rehabilitation stay is
characterized by people being ‘inactive and alone’ (6). The finding of
relative inactivity and social isolation was replicated in a case
series exploring sub-acute rehabilitation (7). While there is
no known description of the comprehensive inpatient rehabilitation
stay in the United States that examines both services delivered and
intensity of those services delivered, if the rehabilitation
environment parallels that of other countries, it is possible that
the rehabilitation day is characterized by under-activity.
The prospective payment system (PPS) used by the Centers for
Medicare and Medicaid to reimburse care in inpatient rehabilitation
facilities (IRFs) was passed as part of the Balance Budget Act in
1997 and implemented in 2002 (8). While the full impact of the
restructuring of rehabilitation payment is not known, trends towards
shorter lengths of stay seem to be consistent (9), with lengths of stay
for people recovering from stroke approximately 15 days (±12) (2).
O’Brien’s recent review of trends in rehabilitation outcomes based
on FIM score, discharge destination, and lengths of stay before and
after introduction of PPS begin to suggest that while functional
outcomes may not be changed with shorter lengths of stay, fewer
individuals may be
returning home (9). A shorter length of stay, coupled with a
rehabilitation environment characterized by under-activity creates
the possibility that physical activity dosage in acute
rehabilitation may be inadequate to meet the functional challenges
of the patient and his/her family in the transition to a home
environment.
Under-treatment may have significant long-lasting implications for
the stroke survivor. Recovery of independent ambulation is a
critical component of stroke rehabilitation, and those who recover
ability to ambulate live longer (10). Recovery of ambulation after
stroke appears to be associated with initial time to lower extremity
weight bearing activity (11), and training in ambulation seems to
translate to increased independence in other functional skills such
as toilet transfers (12). More minutes per day spent in PT gait
activities were associated with higher
discharge FIM scores and increased rates of discharge to home (12).
Predictors of stepping activity after stroke seem to be associated
with amount and intensity of the walking training (13). There are two
concerns in rehabilitation associated with determining dosage
associated with activity based interventions: 1) the amount of
practice/repetition needed to build skills necessary for
independence, and 2) the intensity of the practice/repetition
needed to improve the cardiovascular conditioning necessary to meet
the physical demands of daily life tasks as well as improving
fitness and reducing risks associated with disuse/deconditioning. It
is unclear whether the inpatient rehabilitation experience
accomplishes either of these goals.
If inpatient physical activity
dosage with an emphasis on walking is critical to recovery of
ambulation then an observation of the stroke rehabilitation
environment may assist the rehabilitation team in optimizing an
environment that will maximize outcomes. The purpose of
this case report is to describe the physical demands of a person
recovering from stroke in the early days of stroke recovery,
admitted to an inpatient rehabilitation unit in the United States
within 2 weeks of experiencing onset of first stroke. As a second
objective the social interaction
of the stroke rehabilitation is also reported.
Case Description
This case report was developed to test methods for a larger study
designed to explore the relationship between physical activity
intensity in inpatient stroke rehabilitation and mobility outcomes.
To improve sensitivity of the testing materials, the person selected
for the case had to be completing the first week of inpatient
rehabilitation and meet the criteria of: 1) medical stability
meaning not confined to bed rest or restricted mobility for medical
reasons, 2) able to participate in some mobility training both
seated (e.g., wheelchair propulsion) and upright (gait
or pre-gait activities), 3) require speech therapy services, and
4) have family involved in discharge planning. A physical therapist
collaborator identified the first individual meeting this criteria
after methods had been developed to participate in this case report.
Data collection occurred in an inpatient stroke rehabilitation
facility in a local teaching hospital representing the only stroke
rehabilitation center accredited by the American Stroke Association
in the geographic area.
Patient: At the time of the data collection, EA was a 67 year-old
married man admitted to a local inpatient rehabilitation
center/Stroke Unit four days prior to participating in the data
collection. After the study was described, he gave his assent to
participate. EA was diagnosed with a first ischemic right middle
cerebral artery infarct 12 days prior to admission and 16 days prior
to data
collection. At the time of data collection, according to the initial
examinations of the occupational therapist and physical therapist
assigned to EA, he required minimal assistance and set up with
self-cares if completed in a seated position. He required moderate
assistance with all
upright mobility including pre-gait activities and supervision with
seated wheelchair mobility over short distances. He had active use
of the affected lower extremity (LE) and some voluntary activity of
the affected upper extremity (UE), but did not spontaneously use the
affected
extremity for self-care including brushing teeth and shaving. He was
right hand dominant. He was described as having normal receptive
language skills, but slurred speech and mild short-term memory
limitations by the speech pathologist. Discharge goals for EA were
to return home with support, able to complete seated selfcare skills
with set up and requiring minimal assistance for upright tasks
including transfers. He was expected to require minimal assist for
household level ambulation using an assistive device
and to be independent with wheelchair mobility over even and uneven
surfaces for short distances. Therapists anticipated his discharge
to be 2 weeks from the date of data collection.
Methods: A modification of methods used by Bernhardt and colleagues
(6)
was used to design the survey tool used for data collection. The
original Bernhardt tool was presented to a small focus group
consisting of 13 therapists: 9 physical therapists, 2 occupational
therapists, and 2 speech
therapists from the Stroke Unit. The tool was assessed by the focus
group to determine whether any activities were missing, whether
there was agreement on the intensity indicators, and for
understanding of data collection methods. Revisions to the Bernhardt
tool were based on the
focus group feedback, and presented a second time to the focus group
for consensus. The final version of the data collection tool used in
this study is provided as an
Appendix.
Four evaluators recorded EA’s activity intensity and social contacts
from 7:30 am until 5:00 pm on a weekday in the first week of
inpatient rehabilitation. Observations were collected every ten
minutes between 7:30 – 9:00 and every 5 minutes from 9:00 am until
5:00 pm to increase sensitivity of the observations. Observations
between 9:00 and 10:00 were completed by all four raters to assess
inter-rater reliability (percent agreement) of the tool; otherwise
all
9 observations were by a single rater. At each observation the
activity category, intensity of the activity, and presence of others
was noted on the scoring form according to the template presented in
Appendix A. The raters did not interact directly with EA. For
observations of EA in the room, the observer witnessed the activity
from outside the room. For observations in the unit, observations
were made from a distance that did not allow for physical or verbal
interaction with EA.
The observation was recorded as unavailable if EA was off the unit,
or if any person providing care or socializing with EA requested
privacy. The highest level of activity witnessed at the observation
moment (as opposed to the highest level of activity in the 5 minute
observation
window) was recorded. In total 103 observations were recorded; EA
was off the unit for 3 observations resulting in 100 observations
with data.
Results: Inter-rater reliability was evaluated using percent
agreement; raters agreed 89% of the time on behavioral ratings
indicating good reliability of the recording tool. Activity data are
reported in
Table 1.
Most (73.79%) of EA's day is spent in low-intensity activity
typically involving sitting and engaging in self-care activities,
cognitive rehabilitation, or upper extremity activities. Only 2.91%
of EA's day is spent in activity that may present a significant
aerobic challenge with a focus on mobility training. EA spent
relatively little time resting in bed but not sleeping, but spent a
large portion of the day sitting and resting. This may suggest that
there is down time during the day where a transfer back to bed to
rest may not be productive due to the rehabilitation schedule (i.e.,
in between therapy sessions). This time window may present
opportunity for increasing physical activity participation
independent of traditional therapy times.
While relatively inactive, the participant was rarely alone. EA was
interacting with at least one other individual for 67% of the
observations. Of this time, 55.5% of the observations recorded
interactions with the therapy staff, 34.4% with family members and
10.1% with nontherapist/ nonprofessional hospital staff. Two or more
persons were present with the subject during 25% of the
person-present observations.
Discussion: There are two issues facing optimizing of
dosage of rehabilitation therapies and nontherapeutic activity: the
dosage necessary to improve the cardiovascular conditioning of the
patient to increase independent engagement in daily living skills
and the dosage necessary to improve the functional mobility of the
patient. The activity pattern for EA suggests that there is
considerable “down time” during the rehabilitation day. Some of that
down time provides needed rest between therapy sessions. However
some time, especially that associated with the “seated but resting”
category, may reflect a window that could be capitalized on to
increase activity, especially that activity which could increase
cardiovascular endurance. Independent seated physical activity (such
as getting one's-self to therapies using independent wheelchair
mobility, or seated low resistance, high repetition strength
training) may be able to be increased in a way that does not require
additional staff supervision or increase risk of injury due to
falls.
Although EA receives rehabilitation services consistent with
reported norms, it appears that the bulk of the rehabilitation
delivered is provided at a relatively low intensity with an emphasis
on seated activities. This is a bit surprising given EA's discharge
goal of “some household ambulation.” Other studies have reported
more inactivity in the stroke recovery process, however, the
intensity of services provided seem to be consistent with other
reports (6, 7).
The examination of EA's activity intensity profile provides a window
into the types of interventions delivered, and secondarily into the
dosage of interventions targeted specifically to practice of
ambulation. The relatively low-activity intensity suggests few
upright-, gait-, or pregait-related activities were delivered.
Although one explanation for the low physical activity intensity in
this case may be attributed to EA's risk of injury with unsupervised
upright activity, the activity profile suggests that therapeutic
activities may not be challenging the ambulation goal. It is
possible that the activity pattern reflects the prioritization of
safety over upright mobility. As the therapists did not identify
independent upright ambulation as the primary mobility goal after
discharge from the stroke unit, a focus on seated mobility may have
dominated the rehabilitation sessions. While independent seated
mobility may be a very meaningful outcome for assuring safety at
discharge, if this goal limits practice of upright ambulation (and
thus discharge outcome) perhaps these strategies should be
reconsidered.
Identifying ideal intensity for rehabilitation is a difficult
challenge for therapists designing a comprehensive rehabilitation
program for a person in the early stages of stroke recovery. Dosage
and intensity are informed by many factors; some specific to the
individual, some based on the experience of the therapist and team,
and some based on resources and externally imposed regulations. In
the absence of clear guidelines informing ideal intensity, however,
the rehabilitation team should explore whether activity intensity in
and outside of formalized rehabilitation sessions is adequate to
advance behavioral change desired.
This case study begins to ask the question as to whether intensity
of physical activity is adequate to sustain the long-term behavioral
change and cardiovascular conditioning needed in stroke recovery.
This particular case begs some interesting questions. EA spent
approximately 13 percent of the rehabilitation day either sleeping
or resting. While this number is not as high as reported in other
studies, perhaps this down time needs further description to
optimize outcomes. Additionally, absent more time to utilize,
perhaps an increase physical activity of individual therapy sessions
could be examined. A comprehensive assessment of rehabilitation from
admission to the rehabilitation unit through discharge from
rehabilitation should be considered to adequately assess the
intensity of dosage of rehabilitation throughout the entire course
of formalized stroke recovery.
This case also demonstrates some limitations to the understanding of
stroke recovery. Although the impact of low intensity functional
training in the post-acute window of stroke recovery appears to
support improvement in functional performance without clear change
in underlying cardiorespiratory fitness [14, 15], whether this
effect holds in the acute phases of stroke recovery is unknown. By
contrast, other authors seem to support an exercise dosage of
moderate intensity and short duration (30 minutes) optimize coronary
risk reduction for people in the post-acute phase of stroke recovery
[16]. A “best” dosage may be dependent upon phase of stroke recovery
and individual goals (enhanced function or enhanced fitness and
reduced stroke risk).
Stroke rehabilitation is complex. Interventions promoting functional
recovery need to be balanced with interventions designed to assure
safety of the stroke survivor and primary caregiver, and
interventions that optimize reduction of stroke. What may be best in
the acute phases of stroke recovery may not be best in subacute
phases of stroke recovery. These changing and sometimes competing
needs are delivered in an environment defined by shorter lengths of
stay and increased responsibility on the family to provide care. The
acute recovery window needs further study to support the
rehabilitation team in providing optimized care in a changing
resource environment.
Conclusions: In the United States, inpatient
rehabilitation after stroke is characterized by a short, intense
bout of therapy provided with the goal of optimizing probability of
discharge to home. In the case observed, the physical intensity of
the rehabilitation seems relatively low compared to the mobility and
self-care expectations of the patient upon return home. The relative
inactivity raises questions about adequacy of activity dosage
necessary to meet rehabilitation goals.
Last revised: June 10, 2010
by Kathryn Zalewski, PT, Julie Kerk,
PT, Kristina Laundre, PT, Amber Wacek, PT and Melissa Wiedmeyer, PT
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