Upper Crossed Syndrome (UCS) is
described as a muscle imbalance pattern located at the head and
shoulder regions. It is most often found in individuals who work
at a desk or who sit for a majority of the day and continuously
exhibit poor posture. Vladimir Janda, MD, an expert in the research
of muscle imbalances, characterized Upper Crossed Syndrome by
over activity of the upper trapezius, levator scapulae,
sternocleidomastoid and pectoralis muscles, and reciprocal
weakness of the deep cervical flexors, lower trapezius &
serratus anterior (1, 2, 3). The image above illustrates
Upper Crossed Syndrome where tightness of the upper trapezius
and levator scapulae crosses with tightness of the pectoralis
major & minor and weakness of the deep cervical flexors crosses
with weakness of the lower trapezius and serratus anterior (3).
Table 1 lists the actions of muscles involved in Upper Crossed
Syndrome.
Table 1 - Actions of
Muscles Involved in Upper Crossed Syndrome (4)
Upper
Trapezius
– Action: Elevates scapula. Upward rotation of
scapula. When acting with the other sections of the
trapezius it retracts the scapula.
Reversed
Origin-Insertion Action:
Laterally flexes head & neck to side of contraction. Rotates
head & neck away from side of contraction. Acting
bilaterally, extends the head and neck.
Levator
Scapulae
– Action: Elevates scapula & downward rotation of
scapula. Working with upper trapezius, elevates & retracts
scapula.
Reversed
Origin-Insertion Action:
When scapula is fixed, laterally flexes & slightly rotates
cervical spine to the same side
Deep
Cervical Flexors
–
Longus Colli
– Action: Acting bilaterally, flexes cervical
vertebrae. Acting unilaterally, assists in rotation to
opposite side and lateral flexion.
Longus
Capitis
– Action – Acting bilaterally, flexes cervical
vertebrae and head. Acting unilaterally, rotates and
laterally flexes cervical vertebrae and head to the same
side.
Rectus Capitis Anterior
– Action: Aids in flexion of the head and neck.
Lower
Trapezius
– Action: Depresses the scapula. Retracts the
scapula. Upward rotation of scapula. Gives inferior
stabilization of scapula. Aids to maintain spine in
extension.
Serratus
Anterior
– Action: Protracts scapula and upward rotation of
scapula. Stabilizes vertebral border of scapula to thoracic
cage, along with rhomboids and middle trapezius.
Sternocleidomastoid – Action:
Acting unilaterally, draws head to ipsilateral shoulder &
rotates head to opposite side. Acting bilaterally, flexes
head.
Pectoralis
Major (sternal division) –Action: Flexion, adduction, medial rotation &
horizontal flexion of the humerus at shoulder. Also extends
flexed humerus. Through its action on the humerus it
depresses, protracts & rotates scapula downwards.
Pectoralis
Minor
– Action: Depresses scapula & rotates scapula
downward.
Reversed
Origin-Insertion action:
When scapula is fixed, aids in rib elevation in forced
inspiration.
This imbalance of the muscles at the head and shoulder regions
will result in postural changes and movement dysfunction for
individuals who present with UCS. Individuals who present with
UCS will display a forward head, haunching of the thoracic
spine, elevated & protracted shoulders, and scapular winging (1,
2, 3, 5). They may complain of symptoms such as neck pain, jaw
pain, upper thoracic pain & headaches given the compomised
posture which results in added stresses to the various
surrounding structures & tissues. Research presented at the
2009 Annual International Conference of the IEEE EMBS stated:
“Over time poor posture results in pain, muscle aches, tension
and headache and can lead to long term complications such as
osteoarthritis. Forward head carriage may promote accelerated
aging of intervertebral joints resulting in degenerative joint
disease (5).”
PT Findings in Patients with Upper Crossed Syndrome
Besides the imbalances and postural deviations mentioned above,
physical therapists may also find joint dysfunction particularly
at the atlanto-occipital joint, C4-5 segment, cervicothoracic
joint, glenohumeral joint, and T4-5 segment (3).
Upper Crossed Syndrome Treatment Options for a PT
• Postural Training / Functional Training
• Sensorimotor training
• ROM exercises
• Stretching (see videos
45,
47 &
Z20 for
cervical spine/neck)
• Strengthening/Stabilization (see video
43 for cervical
spine/neck)
• Manual Therapy / Joint Mobilization / STM / Myofascial Release
• Modalities
When treating patients with UCS the shortened muscles must be
restored before embarking on training of the weakened muscles.
This is based on Sherrington's Law of reciprocal inhibition
which states that when one muscle is shortened or tightened its
opposite muscle relaxes (1, 2).
Last revised: April 15, 2011
by Chai Rasavong, MPT, MBA
References
1) Hertling D & Kessler R. Management of Common Musculoskeletal
Disorders: Physical Therapy Principles and Methods. Fourth
Edition. Lippincot Williams & Wilkins. 2006;150.
2) Page P & Frank C. The Janda Approach to Chronic
Musculoskeletal Pain.
www.jblearning.com/samples/0763732524/The%20Janda%20Approach.doc
Accessed 4/15/11
3) Muscle Imbalance Syndromes - Upper Crossed Syndrome
www.muscleimbalancesyndromes.com/janda-syndromes/upper-crossed-syndrome
Accessed 4/15/11
4) Flash Anatomy - The Muscles: Origins, Insertions, Action,
Innervation, Synergist. Bryan Edwards Publications. 2000
5) 31st Annual International Conference of the IEEE EMBS Minneapolis, MN.
USA, Sept 2009 in article by Kapandji. 42 Pound Head. Physiology
of Joints. 3;82-87.
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